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Rule 144 Compliance

Merchant Law Firm PLLC > Rule 144 Compliance

We assist corporate issuers, shareholders, stockbrokers and brokerage firms, insiders and affiliates, transfer agents/market makers, in facilitating restricted stock transactions by providing cost-effective legal opinions necessary to public sales of restricted securities pursuant to Rule 144.


Upon request for a 144 opinion letter or 144k opinion, we will quickly collect information from shareholders, stockbrokers, issuers , transfer agents, etc., as necessary; respond to inquiries from all parties, and, if warranted by the facts, provide an accurate and timely opinion letter in a very short time-frame.

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