Expert Private Placement Memorandum & Securities Law Services
Are you looking to raise capital and issue securities while staying fully compliant with federal and state regulations?
Put Simply
We guide you through every step—from drafting and reviewing private placement memorandums (PPMs) to ensuring ongoing securities law compliance.
Capital Formation Compliance
At Merchant Law Firm, our seasoned securities law attorneys specialize in the legal aspects of capital formation.
Our services include:
PPM Preparation & Review
Crafting detailed investment documents that clearly outline the terms and conditions of your offering.
Regulatory Compliance
Ensuring adherence to federal and state securities laws to protect your business.
Regulatory Representation
Representing you in SEC and FINRA investigations, as well as securities-related litigation.
Securities Registration & Exemptions
Guiding you through the registration process and advising on applicable exemptions.
Investment Advisor Registration
Assisting with the registration process to meet legal requirements.
Securities Agreements
Drafting and reviewing contracts related to securities transactions.
Ongoing Compliance
Providing continuous support to ensure your business remains compliant as regulations evolve.
The experience, expert guidance and representation you need to raise capital and issue securities successfully
We work closely with you to understand your unique business challenges and deliver tailored legal solutions.
Contact us today to schedule a consultation and learn how our expertise can help you achieve your business goals.