EXPERT PRIVATE PLACEMENT MEMORANDUM & SECURITIES LAW SERVICES

Are you looking to raise capital and issue securities while staying fully complaint with federal and state regulations.

PUT SIMPLY

We guide you through every step—from drafting and reviewing private placement memorandums (PPMs) to ensuring ongoing securities law compliance. 

CAPITAL FORMATION COMPLIANCE

At Merchant Law Firm, our seasoned securities law attorneys specialize in the legal aspects of capital formation.

ARRANGE A CONSULTATION

OUR SERVICES INCLUDE:

Ongoing Compliance

Providing continuous support to ensure your business remains complaint as regulations evolve.

Security Agreements

Drafting and reviewing contracts related to securities transactions.

Investment Advisor Registration

Assisting with the registration process to meet legal requirements.

Securities Registration & Exemptions

Guiding you through the registration process and advising on applicable exemptions.

Regulatory Representation

Representing you in SEC and FINRA investigations, as well as securities-related litigation.

Regulatory Compliance

Ensuring adherence to federal state securities laws to protect your business.

PPM Preparation & Review

Crafting detailed investment documents that clearly outline the terms and conditions of your offering.

THE EXPERIENCE, EXPERT GUIDANCE &AND REPRESENTATION YOU NEED TO RAISE CAPITAL AND ISSUE SECURITIES SUCCESSFULLY

We work closely with you to understand your unique business challenges and deliver tailored legal solutions.

Contact us today to schedule a consultation and learn how our expertise can help you achieve your business goals.

THE EXPERIENCE, EXPERT GUIDANCE &AND REPRESENTATION YOU NEED TO RAISE CAPITAL AND ISSUE SECURITIES SUCCESSFULLY

We work closely with you to understand your unique business challenges and deliver tailored legal solutions.

Contact us today to schedule a consultation and learn how our expertise can help you achieve your business goals.

GET IN TOUCH

We genuinely value your thoughts, feedback, and support. Don’t hesitate to reach out to us using the contact information below. We are thrilled to connect with you.

GET IN TOUCH

We genuinely value your thoughts, feedback, and support. Don’t hesitate to reach out to us using the contact information below. We are thrilled to connect with you.